Document
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K/A
(Amendment No. 1)


CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 29, 2020 (June 30, 2020)

 
Registrant, State or Other Jurisdiction
 of Incorporation or Organization
 
Commission file number
Address of Principal Executive Offices, Zip Code
 and Telephone Number
I.R.S. Employer Identification No.
 
 
 
 
 
1-31447
CenterPoint Energy, Inc.
74-0694415
 
(a Texas corporation)
 
 
1111 Louisiana
 
 
Houston
Texas
77002
 
 
(713)
207-1111
 
 
 
 
 
 
 
1-3187
CenterPoint Energy Houston Electric, LLC
22-3865106
 
(a Texas limited liability company)
 
 
1111 Louisiana
 
 
Houston
Texas
77002
 
 
(713)
207-1111
 
 
 
 
 
 
 
1-13265
CenterPoint Energy Resources Corp.
76-0511406
 
(a Delaware corporation)
 
 
1111 Louisiana
 
 
Houston
Texas
77002
 
 
(713)
207-1111
 
 
 
 
 
 
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.01 par value
CNP
The New York Stock Exchange
Chicago Stock Exchange, Inc.
Depositary Shares for 1/20 of 7.00% Series B Mandatory Convertible Preferred Stock, $0.01 par value
CNP/PB
The New York Stock Exchange
9.15% First Mortgage Bonds due 2021
n/a
The New York Stock Exchange
6.95% General Mortgage Bonds due 2033
n/a
The New York Stock Exchange
6.625% Senior Notes due 2037
n/a
The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2).

Emerging Growth Company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
 
 
 
 
 






Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

This Current Report on Form 8-K/A amends the Current Report on Form 8-K filed with the Securities and Exchange Commission on July 2, 2020 and dated as of June 30, 2020.

As previously disclosed, Earl M. Cummings was appointed on June 30, 2020 to the Board of Directors (the “Board”) of CenterPoint Energy, Inc., effective July 1, 2020. On July 29, 2020, at the recommendation of the Governance Committee of the Board, the Board appointed Mr. Cummings to serve on the Audit and Compensation Committees of the Board.







SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
CENTERPOINT ENERGY, INC.
 
 
 
Date: July 31, 2020
By:
/s/ Monica Karuturi
 
 
Monica Karuturi
 
 
Senior Vice President and General Counsel


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC
 
 
 
Date: July 31, 2020
By:
/s/ Monica Karuturi
 
 
Monica Karuturi
 
 
Senior Vice President and General Counsel

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
CENTERPOINT ENERGY RESOURCES CORP.
 
 
 
Date: July 31, 2020
By:
/s/ Monica Karuturi
 
 
Monica Karuturi
 
 
Senior Vice President and General Counsel